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Carnegie Mellon Department of Chemistry

Guide to Graduate Studies

Annual Reviews

Academic Actions and Appeals

For Students Entering Spring 2006 and Earlier

If a student is making poor progress through the program requirements or on dissertation research and no exceptional circumstances have been documented in petitions approved by the Graduate Program Committee, the GPC may place a student on probation. If a student is already on probation and the areas for improvement are not adequately addressed on the timeline specified in the annual review memo, the GPC may require the student to withdraw from the graduate program. In addition, an advisor may also terminate a student from his/her group by first giving writing notice of problems to be addressed and a timeline for addressing them. When the problems are serious enough to jeopardize a student’s standing in the Ph.D. program, the advisor will generally consult the GPC to determine whether a warning, probation, or termination is warranted. A student without an advisor normally will not receive funding and cannot remain in the Ph.D. program.

A student will not be terminated from the program without the warning of at least three months of probation, nor will financial support be terminated without at least six months warning. A terminal semester with TA support will typically be offered to help the student make future plans or complete requirements for an M.S. in Chemistry or Polymer Science. If a student is notified of a possible end to funding in the fall and then a termination is warranted in the spring, funding for the summer months may be possible but cannot be guaranteed.

The student may appeal this decision in writing to the Department Head as well as use the MCS grievance procedures by first contacting the departmental ombudsperson and, if a resolution cannot be reached within the department, consulting with the Associate Dean for Special Projects about preparing a formal written grievance to the Dean.

For Students Entering Fall 2007–Present

The department is committed to supporting students in meeting the standards set by their research advisors and to ensuring that all students maintain the high standards of performance that reflect Ph.D. quality work. The following procedures are designed to give students a reasonable opportunity to correct deficiencies in their work when needed and to make a transition to other future plans when some requirements by the advisor or department are not satisfied. For example, students who do not maintain a 3.0 coursework GPA or do not complete other requirements at the expected time will receive letters from the GPC indicating whether they are at risk for losing good standing in the Ph.D. program or for possible termination from the Ph.D. program. 

Advisors ending research-advisor relationship with a student.

Advisors may terminate a student from the group, for example, based on a student’s inability to learn how to produce reliable results within a reasonable period of time and while using reasonable resources. Faculty members are strongly encouraged to consult the GPC when they observe early signs of concerns about a student’s performance or progress. Difficulties that cause the advisor to consider terminating a student should be documented by the advisor in written feedback and discussed in person in a timely way, as discussed below.  This is done formally each fall at the annual review and the GPC can assist advisors and students at other times when they may have concerns.

Faculty and departmental concerns will generally be expressed in two forms, warning letters or probation letters.

1. Warning letter: 

If an advisor is dissatisfied with one of his/her student’s progress or efforts in research, he/she is strongly encouraged to provide both in person and in writing a warning to the student about the areas of concern and the criteria for continuing as a member of the group in good standing to assist in addressing the concerns promptly.  Students may also receive a warning letter from the GPC for low grades or delays in working on program requirements. Normally, such a notice would specify a plan for monitoring the student’s progress toward the desired performance or progress. If the concerns are serious enough that the student may be terminated from the group or Ph.D. program, the warning letter should provide, when possible, 6 months written notice of when financial support would be terminated if the concerns are not adequately addressed. The GPC Co-Chairs should receive a copy of any warning letters, ideally before they are sent.

2. Probation letter:

If an advisor has serious concerns and may wish to terminate a student from his/her group, he/she should consult with the GPC Co-Chairs about the details of proceeding to put the student on probation in the group. In addition, failure to complete Ph.D. program requirements on the expected schedule can lead to probation. The minimum recommended probation is 3-4 months, during which time the student’s financial support as a TA or RA will continue, and will be typically maintained by the advisor if the probation occurs in the summer. Probation letters must include a written notice of when financial support would be terminated if the concerns are not addressed; these letters must be approved by the GPC Co-Chairs. Students on temporary visas are advised to consult with OIE at the start of any probation to discuss visa implications in the event of potential termination that semester.

Note that Annual Review feedback may serve the purpose of a probation or warning letter.

Eligibility to change advisors.

If a student is on probation in one group but otherwise in good standing (as described under Research Advisors), he/she remains eligible to change advisors. If terminated from his/her group, a student may request a 1-2 month grace period to find another advisor before termination from the Ph.D. program, although financial support cannot be promised during this period.  After this grace period, a student without an advisor cannot remain in the Ph.D. program. Where possible and appropriate, TA positions or other assignments may be offered, depending on availability of funds and positions. However, if a student is without an advisor, the department cannot guarantee funding.

Termination from Ph.D. program.  

If a student is not making adequate and timely progress through the program requirements or on dissertation research and no exceptional circumstances have been documented in petitions approved by the Graduate Program Committee, the GPC may place a student on probation and state the criteria or conditions to regain good standing.  If a student does not adequately address the concerns on the timeline specified in the annual review memo or the probation letter, the GPC may require the student to withdraw from the Ph.D. program. With GPC and department head approval, the student may be eligible to transfer to the M.S. program if there is a means of financial support. Note that students who have completed the M.S. in Chemistry requirements will not be eligible to transfer to the M.S. program and typically are not eligible for TA support.

A student will not normally be terminated from the Ph.D. program without the warning of three months of probation, nor will financial support normally be terminated without three months warning, normally in a probation letter from either the advisor or the department. Six months notice will be given when possible. Limited exceptions with less notice may occur. For example, serious misconduct covered under university policies, such as scientific misconduct, violations of academic integrity, misuse of computing resources, and workplace threats or violence, all include dismissal as a potential sanction.  In addition, extended, unapproved absences may lead to termination by the department without three months warning or probation. 

Possible Transition Support. 

Depending on timing, qualifications and the department’s specific TA needs, a terminal semester with TA support may be offered to a student who has been terminated, but cannot be guaranteed. Previous TA performance can also be a factor. Note that full funding as a TA for a student who is not working toward the Ph.D. normally requires a double TA assignment and will typically require the ability to be a laboratory or recitation TA. If a termination is warranted in the spring, funding for the summer months may be possible but cannot be guaranteed.

Appeals.

A student may appeal Graduate Program or advisor decisions in writing to the Department Head. If a resolution cannot be reached within the department, the student may consult with the MCS graduate ombudsperson (currently the Associate Dean for Special Projects) about preparing a formal written grievance to the Dean. For more information see the MCS grievance procedures for graduate students.